Compliance Officer · Mumbai

• Monitor and ensure compliance with applicable laws, regulations, and internal policies.

• Develop and implement compliance frameworks and controls.

• Conduct periodic reviews and audits to assess compliance adherence.

• Prepare and submit regulatory reports to relevant authorities.

• Provide guidance and training to staff on compliance matters.

• Investigate and resolve compliance-related issues as they arise.

• Maintain updated records of compliance activities and documentation.

• Collaborate with legal and operational teams to address compliance risks.

The Successful Applicant

• A successful Compliance Officer should have:

• A CS degree, a LLB is an added benefit

• Strong knowledge of regulatory requirements in the financial services and trading industries.

• Experience in creating and implementing compliance frameworks.

• Attention to detail and excellent analytical skills.

• Proficiency in using compliance and reporting tools.

• Effective communication and interpersonal skills.

What's on Offer

• Comprehensive benefits, including health insurance and retirement plans.

• Generous leave policy to support work-life balance.

• Opportunities for professional development and career growth.

• A collaborative and structured work environment in Mumbai Suburban.