Lead Broking Compliance · Bengaluru
ICICI Securities Bengaluru India · ICICI Securities Bengaluru India
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Designation Offered
Lead Broking Compliance
Job Role
Compliance Manager
Department
Legal & Compliance
Job Type
Fulltime
Salary
Not disclosed
Experience
6–10 years
Job Location
Bengaluru
Education
Bachelor's Degree
Posted by
ICICI Securities Bengaluru India
Posted On
10 Aug 2026
Valid until
9 Oct 2026
Skillset required
Job Description for Lead Broking Compliance
A role-focused description with responsibilities, expectations, and qualifications for this opening.
Lead Broking Compliance is a delivery-focused opportunity based in Bengaluru, India.
We are seeking a highly motivated Compliance Professional to join our team who will be responsible for implementing the compliance processes within the organization and ensuring adherence to regulatory requirements.
Key Responsibilities
- We are seeking a highly motivated Compliance Professional to join our team who will be responsible for implementing the compliance processes within the organization and ensuring adherence to regulatory requirements
- Own core deliverables associated with the Broking Compliance role and execute them with strong accountability.
- Collaborate with cross-functional stakeholders to move work from planning through completion.
- Translate goals into clear actions, priorities, and day-to-day execution plans.
- Track progress closely and surface blockers before they affect outcomes.
- Apply sound judgment to maintain quality, consistency, and timely delivery.
- Create and maintain documentation, updates, or reporting that keeps stakeholders aligned.
- Identify process gaps and recommend practical improvements based on observed friction.
- Balance multiple priorities while keeping commitments visible and manageable.
- Support problem-solving across routine work and higher-priority escalations as needed.
- Bring structure, follow-through, and clarity to ambiguous or evolving workstreams.
- Collaborate respectfully across teams and use feedback to improve execution quality.
Preferred Qualifications
- Bachelor's degree or equivalent practical experience in a relevant field.
- Strong communication and stakeholder-management skills.
- Ability to organize work clearly, prioritize effectively, and deliver with consistency.
- Strong problem-solving ability with attention to detail and quality.
- Comfort collaborating across teams while maintaining personal accountability.
- A proactive mindset focused on ownership, execution, and continuous improvement.
Applications should be submitted through the listed apply link.
About this opening
ICICI Securities Bengaluru India is hiring a Compliance Manager in the Legal & Compliance team based in Bengaluru.
This role is fulltime, flexible, 6–10 years experience—matched against UnoJobs' verified employer data.
Skills evaluated for this opening include Compliance. Apply directly through UnoJobs to keep your application visible to ICICI Securities Bengaluru India without bouncing across multiple sites.
- Role
- Compliance Manager
- Department
- Legal & Compliance
- Location
- Bengaluru
- Work mode
- Flexible
- Experience
- 6–10 years
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