Sr Compliance Analyst · Bengaluru

As a Sr Compliance Analyst at AMERIPRISE, you will play a crucial role in ensuring compliance with regulatory requirements.

• Conduct compliance audits and assessments.
• Develop and implement compliance policies and procedures.
• Monitor regulatory changes and assess their impact on the organization.
• Provide training and guidance to staff on compliance matters.
• Prepare compliance reports for management review.
• Collaborate with legal and operational teams to mitigate risks.
• Assist in investigations of compliance violations.
• Maintain documentation of compliance activities.
• Support the development of compliance strategies.
• Stay updated on industry best practices in compliance.